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Concomitant with the rise of a state is the problématique of political legitimacy, of how the state relates to its subjects and how its operations and preponderance are accepted by them. No state can last without any kind of support. In fact, all states throughout time—tyrannical ones included—have been in need of a minimum of consent from their subjects, though not necessarily in the form of active support, but merely as passive resignation to some inevitable exogenous impulse.
Nationalism as the identification of the state with the people and the land
In ages past, the patina of authority to the rulers was provided by the clergy, in perhaps the oldest alliance of the state with the intellectuals: the symbiosis of state and organized religion (the Church). The ruling class was either considered to be appointed by (the) God(s), or they themselves were self-centered as gods or semi-gods, with the clergy's eulogies facilitating such presumptions. Historical exceptions are those cases were people acted as autonomous, as having recognized, perhaps unconsciously, that human qua individual and collective is the sole institutor of all social life and, by that account, the community of individuals forming a polis would, by itself, determine what the law, the order, the terminus would be. The Athens of Pericles, the Italian city-states of the Renaissance, despite whatever flaws and limitations we contemporary people may identify in them, were among such autonomous societies, whose midpoint were the endogeneity and potential variability of the social imaginary.
In contradistinction to the autonomous polities, all other societies were characterized by heteronomy, by the alienation of the institutor—human—from the institutions, in the formalization and hypostatization of the latter as objective truths, as absolutes, as products of exterior forces bestowing upon society a given order, assumed of determining their conduct by virtue of some 'natural', 'divine', 'historical' or other greater magnitude that operated in the absence of human action and creation or in spite of such action and creation. The feudal status quo of the Middle Ages clearly conforms with this categorization.
With the rise of representative democracy an historical compromise between the forces of statism and populism (in the sense of 'the people') was achieved, in the formation of nation-states, viz. states that not only depended on a more or less popular support, but were above all identified with a given territory and people, not only in present time, but for eternity. Nationalism was the guiding social imaginary, the nation was the tutelary figure so to speak, or rather the intelligentsia's narrative, in reconciling the doctrines of state sovereignty and conscience, as fleshed out in the Peace Treaty of Westphalia (1648), with the exuberant forces of democracy, socialism and federalism, all of which were found in opposition to the ancien régime of state rule and supremacy. The nationalist tenets can be discerned in four principal propositions:
- the nation is a timeless, natural ontology, anterior to individuals, with certain intrinsic features that determine its character or form,
- the people existing in present time, comprise only one dimension of the national whole, with the other two being the ancestors and the posterity,
- the state is the incarnation of the nation and by that account it shares insoluble ties with the people (the nation in present time),
- the nation-state-people has a natural habitat, which is rightfully its own and which is therefore the territory where the national will may be established.
The European political order of modernity, from the French Revolution thenceforth, was essentially predicated in variances of the above four, in the dissolution of empires or of fiefs-states and their consequent substitution with nation-states, whose squabbles were no longer to be perceived as antagonisms between the ruling elites and their mercenaries or serfs, as was the case in pre-nationalist times, but as conflicts between entire nations, in perceived primordial struggles and hatreds. The rise of total war, exemplified in the two World Wars can be attributed to this very shibboleth— the product of what may be called a 'we-they' syndrome.
With the end of WWII many understood the limitations of nationalism, as a compound of beliefs that could only bring fission and engender self-destructive competition between people. Those enlightened or audacious enough to sever all links with the nationalist tenets had recognized the original principles of democracy, socialism (in the sense of 'for society', not in the sense of sovietism/communism) and federalism, as antithetical to state rule and all its related facets, such as e.g. the identification of the state with the people. The European integration process, with all its undeniable flaws, was initiated in this spirit, to develop a federal and democratic polity that would differ fundamentally from the statist-nationalist paradigm of political organization; a polity that would not compartmentalize human beings along border lines, but which would overcome these rigidities in creating an effectively nation-less democracy; a polity of cosmopolites contrary to ethno-polites, if I may say so.
Do we need a 'European' people?
Ideas never die, they may be swept into the dustbin of history only to be dredged up again at a future date when conditions allow so, but they never disappear entirely from the world, as they represent certain deep-seated beliefs or perceptions of humans in relation to phenomena. Nationalism could be no exception. To avoid any misunderstandings, I may stress that by 'nationalism' I am not making use of a smear term to denigrate anyone, nor am I utilizing it in the sense of "far-right", "extremist parties" etc. Nationalism is, in my understanding, a broader world-view underpinning many (most?) modern political ideologies, including a number of those that are or purport to be leftist (for instance, myself as a cosmopolite, I do not agree with such notions as 'inter-nationalism').
Against this backdrop of conflicting ideas being at the forefront of intellectual debates and of European integration reaching a point where key constitutional questions require satisfactory answers, it is pertinent to delve in the theme of a European identity, of a European populous. Do we 'need' a European people as an essential element or a prerequisite of European democracy? Or may we proceed to a new form of political organization, one that has yet to gain prominence in history?
Anyone following my rationale and the implicit ideas I am propounding has anticipated my suspicion of such notions as 'European identity', 'European people' etc. on the grounds that these are essentially couched in nationalistic terms. In particular, they rest upon the belief that a state has to be identified with a given people and hence 'a people' has to be created and be clearly delineated. The argument is plausible once the notion of 'unity' is brought into focus, however this account leaves much to be desired, for it interprets such unity only in its internal dimension, not its external one, as a sense of belongingness between individuals as against other individuals abroad.
The moment we recognize a need to develop a fixed identity of ourselves, a stereotype of us, we will have to do it, wittingly or not, in accordance with the nationalist method, by defining a territory that is 'ours' and a set of values that are 'germane' to 'us', of which we are the best and perhaps sole representatives in contrast to what 'others' have as inherent to them.
In my humble opinion, this position of what I call European meta-nationalism, is specious even though it is driven by sincere and, in many ways, progressive sentiments and ideas. For while it introduces a reformative element, it remains trapped in an antinomy, in the web of assumptions and prejudices of older doctrines of statism and of political organization. Ultimately this will bring about an era of gigantism, of 'big nations' competing on the global setting with one another, in the recrudescence of the mercantilist order, via currency wars, trade restrictions and other devices of 'we-they' classifications.
What I consider as optimal, in juxtaposition to the European meta-nationalist line of thought, is a federal, decentralized and bottom-up political order in Europe that will recognize and respect two fundamental principles:
- cosmopolitanism: all humans, regardless of origin, no matter whether they were born or grew up in Europe or any other part of the world, can participate and contribute to a European democracy, by virtue of them being human, nothing more, nothing less; because as Socrates rightly claimed
virtue can be taught
, meaning that 'our' values are not ours in the possessive sense of the term and hence everyone has something to learn and to teach, - individuality: a system that will respect the individual person, as a free being and as a contributor to political organization, eventually bringing forth systems of democratic decision-making that are deliberative and participatory.
On the one hand cosmopolitanism places a check on segregative tendencies, while on the other individuality objects the figment of state being equivalent to society, therefore demanding a genuinely decentralized and inclusive political system and a distribution of power that preempts and prevents the control of human by human.
Concluding remarks
It would be preposterous to claim that my view is anyhow superior to anyone else's or that this article exhausts the topic I elaborated upon. What has been forwarded here is but the prolegomena to an understanding of the world, to my understanding at least, along subjectivist and libertarian federalist lines.
The themes of sovereignty, democracy, authority, identity, European integration and all that is directly or indirectly related to them, can definitely be interpreted from a variety of angles, where perhaps an eclectic approach may be the conduit to knowledge, or to the discovery of the Aristotelean golden mean, in proceeding towards our future.
Since I wrote this article, I may also direct the reader to the blog posts of fellow bloggers Horatiu Ferchiu and Euronomist who have also recently written on the theme of a European people. What I have postulated herein is not in response to them or anyone else in particular, but is, I believe, part of the broader debate; a debate which will hopefully broaden and deepen.
Whatever the case, anyone willing to concatenate the series of events that have been taking place over the last years, will realize that we live defining moments in the history of European integration and, therefore, what we do or abstain from doing now, will have an impact, cardinal or ancillary, on the decisions and realities that are to follow. For democracy to be brought into being, if we really are democratically-minded people after all, action is necessary and so are vigilance and alertness to the workings of power. Some might, on these grounds object to 'armchair theories' such as the above, arguing that theorizing is not practical and cannot yield any substantial results nor bring forth the reformulation of the broader social imaginary that is the narrative of the age in the polity. In my humble opinion this accusation is erroneous as it neglects the fact that the mother of all action is thinking, writing and deliberating.
One must first know what to look for, before venturing to seize it. Do we know what Europe we want?
Article source: http://www.protesilaos.com/2013/01/european-identity-democracy.html
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Hi Prot. Some thoughts:
ReplyDelete1) I have always found the supposed "cosmopolitanism" of European integration to be amusing. In fact, only replaces the nationalist power politics of the Nation-States with a "European" nationalism and interest.
2) Personally I think a civic nationalism is inevitably necessary to democratic politics. A democratic polity has, among other things, one fundamental prerequisite: There must be enough solidarity within the society that the minority accepts to be willingly bound by the will of the majority. Philippe Séguin called such societies "Nations": http://www.craigwilly.info/?p=1614&lang=fr And we see everywhere this at work: in Belgium, in Canada, in Bosnia, etc.
3) That is not to say that national identity is fixed, it can change, but one is required for there to be democracy. I do not exclude a certain level of community sentiment in Europe allowing for a (very limited) State-like polity. But without a sufficient feeling of community, the State becomes an apatride machine with no relation to the people, what we call an Empire. The rootless cosmolitan elites - both business and political - are able to do as they please and are no longer bound by the only really democratic institutions we have, which are national. We can tend towards cosmopolitanism as individuals but I am very pessimistic about trying to create a postnational State.
Hi Craig,
ReplyDeletePoints made and taken. I wish only to digress with your interpretation of cosmopolitanism on the semantic level, arguing that what you refer to is 'internationalism' and yes it ends up being a 'European nationalism' (what I mentioned in the text as meta-nationalism).
Civic nationalism, as contrasted to ethnic nationalism is certainly better, in that it presents a kind of "constitutional" belongingness. It is a political bondage, a social contract so to speak, which nonetheless has the restraining elements, as I see them, of national interests eventually coming into conflict with one another, whereby the 'national interest' is in effect the interest of the government and its cronies/corporatists.
Having said so, the "rootless cosmopolitan elites" you make reference to, are in my opinion quite well-entrenched in particular states. The mega-banks of Wall Street would have been nothing if they were not effectively controlling the congress. The corporate giants of the internet would have been severely limited in their influence in the absence of state-sanctioned intellectual property rights and patent laws etc.
I also am pessimistic of a post-national state, because that implies the same principles of statist conduct on a different level, i.e. of a centralized state (a technocracy?) ruling over a populace. My probably idealistic perception is a decentralized "network" of numerous centers of decision-making, aided by the important achievements of technology and the grassroots power it offers; rather than a given hierarchy where the locus of power is in those who know how to manipulate the system and to exploit its loopholes with impunity (today's EU for instance).
Finally I agree with you that a national identity is not fixed, strictly speaking, but does experience change in the passage of time (among others), as all things human do. It does nonetheless retain a "core" of ideas, otherwise it would not be an "identity", since one cannot 'identify' with an elusive theme or an abstraction.
And thanks for the link to your post :-)
Points taken, especially re: the role of certain Nation-States in enabling "rootless" oligarchies. I do wonder the extent to which this is caused by federalism, which inevitably empowers minorities ("States Rights", filibuster in Senate) and thereby makes it easier for oligarchies to capture particular institutions. I quite like the majoritarianism and ability to rapidly change policies of the democratic Nation-State.
ReplyDeleteI think your long-term vision is perfectly right. Morally, and perhaps most thinkers who were not Machiavellian Machtpolitikers would agree, we must tend towards a kind of anarchism. Coercive bureaucracies, both corporate and State (therefore national), must to the greatest extent possible be made unnecessary and then dismantled. I have to say, with the Internet I am actually very optimistic concerning certain areas: the "knowledge economy", media and the spontaneous organization of citizens. Then it would be an open question whether political institutions remain relevant or not!
Yes very good. The 'federal' system of the US is in my opinion severely detached from the citizens and in that respect it allows for all sorts of cliques and oligarchies to dominate.
ReplyDeleteIn contrast the 'federalism' that was developed (in the theoretical realm) from the time of Proudhon onwards is more closely related to the knowledge economy, spontaneous organization, liquid democracy etc. that we speak of today. I lament that words can be so ambiguous...
Finally, I especially like your last sentence ;-) I think we will have to be there to tell.
I agree with you that in the long term( looking at things as they are today) this is a route that Europe has to take .But as you say at the end,"do we know what Europe we want?" Whatever decisons are taken now they will have a positive and negative reaction from the people
ReplyDeleteOne thing that `s different from 50 years ago is that communication is fast,not only between a nation,or nations but the world. Fast is also the reaction of the people.In a few hours we know what has happened in another part of the world and we have reacted on it.
Our decisions have to be instant and so have to be, our reactions to events in other places.At the end they affect all of us one way or another
Yes, very good point. I agree with you on the change that technology has brought on the distribution of information; and on the impact this has on decision-making. I think it also is closely related to what @CraigJamesWilly:disqus said in his previous comment, which I also find to be spot on.
ReplyDeleteIf you want to do away with nationalism then first of all you have to do away with differences in culture, religious beliefs, political ideologies, social mores and economic systems. The EU is feasible because the differences all though quite great they are sufficiently similar that it is possible to compromise and create an entity that is acceptable to the majority. Whether the EU will succeed only time will tell and if it does then it will naturally acquire a nationalistic identity, that is after all human nature(we are naturally tribal). If it does succeed then of course the next step is further expansion until eventually you have a United World (the UN is beavering away at this already). To achieve the ultimate goal there will be many trials,tribulations and societal casualties along the way, as we are seeing with the EU project. One has to hope that one of those casualties will not be democracy as so far the EU project is demonstrating that is a severe risk.
ReplyDeleteI agree that there will be many trials and errors. Besides, when did human create a 'perfect' and ideal 'system'? Never, nor will he/she ever do. We all are imperfect in so many ways and our world cannot be different, but at least we can try and re-try, to improve our daily life.
ReplyDeleteYes the alarming tendency of the EU today is to favor technocracy as against democracy and individual liberty. A sovereign state that is also ruled by an opaque bureaucracy will indeed be an unpleasant political order. The EU in general is based on lofty ideals, but in practice it all too often degenerates into a suboptimal system, for all sorts of reasons.
My perhaps 'romantic' belief is that active/vigilant people can change things, but for the time being many seem to be passive. I hope this will change.
Liberty also implies responsibility; responsibility to safeguard one's values.
Technocracy in the case of one member state,Greece,is much needed as oppose to the chaos that individual liberty has brought.I am refering to the country`s institutions( tax-system,legal-system etc).I don`t know about other member states .
ReplyDeleteWhatever steps are taken in the future, institutions have to be the same in all member states and efforts have to be done to this effect.
As you say liberty also implies responsibility.This starts with ourselves
Yes the case of democracy in Greece has been problematic all along, but here we are not just speaking of a 'technocracy' but also of the failure of a people, the Greeks, to put their house in order, not just economically, but politically, administratively and institutionally. And I say that as someone who lived in Greece for most of his life.
ReplyDeleteFor a democracy to flourish it should allow majorities of voters to have a decisive influence. How europe is evolving now it seems that further integration is despite the wishes of the majority of the people. So, we do have a working system that is on the road to integration and every time democracy gets its hands on it, it is holding further integration back. So when is the time that democracy is getting an influence in EU, even when that means that parts of the integration is reversed? Or does the working system only wants democracy if the voters choose "right"?
ReplyDeleteThe road the EU is walking down now is diminishing the democratic voice, because the choice for further integration is made by a few and not supported by a majority in most EU countries. I think we are heading to an undemocratic system with unclear decision making, but where there is a big influence of (some) civilians via social media.
I agree with you that we are walking on undemocratic paths. I have written extensively on where we are heading to in my recent analysis of the European Council roadmap for the Completion of the Economic and Monetary Union. See these three posts, among others (in the following order):
ReplyDelete1) The rise of technocracy—http://www.protesilaos.com/2012/12/technocracy-council-roadmap.html
2) Analysis on Single Supervisory Mechanism—http://www.protesilaos.com/2012/12/ssm-financial-union.html
3) The distinction between banking union and the SSM—http://www.protesilaos.com/2013/01/distinction-bankingunion-ssm.html
ah, thanks.
ReplyDeleteIn "on the rise of technocracy" you say
'To such a despicable technocracy, I shall always be opposed, regardless
of what other federalists may think is happening in all this
"integration" they so much laud. I want democracy and liberty, not
economic tzars to compel me to do this and to prevent me from doing
that.'
I think the nations need to take back power and then rebuild it on a more democratic basis. The current path will lead to very big problems. I don't believe in cosmopolitism as being useful in an European democracy. 500 million people in a 7 billion large world population will not have much to say.
I think we could expand a single market to other market democracies in the world, not limit it to Europe. So, globabilizing could and should be done while mixed groups of democratic nations sign trade treaties. Why not do the same we did in EEC with Mercosur, Nafta, Japan and India, global community of market democracies? With trade agreements, without the nation building.
Yes that is another interesting approach.
ReplyDeleteLet me elaborate a bit further on the quote from my article on technocracy: I said that because in my understanding, contrary to that of other federalists, 'integration' is a means, not an end. The end is more liberty and a better life, hence if "integration" turns out to be against these ends, it must not be considered amiable.
However I still wish to remain on the optimistic side and believe that the EU can be a force for good—something which will certainly not happen on its own, especially if the forces that be are allowed to proceed with the integration praxis of recent months/years.
I used to be pro EU-integration and I still support a lot of it's ideas. That has changed since the Dutch and French referenda on the european constitution. I don't believe the current forces behind integration will be stopped by something "old-fashioned" as democracy. I do have good hopes that the UK and Cameron can help nations to become more central and let EU return to collaborating nations.
ReplyDelete(The Netherlands are much more UK oriented then other EU countries and will do anything to keep Britain in. UK is not so isolated as a lot of euro-integration favors seem to think)
I am "full in" with your point of view. My particular view on an "European populous" rests less on geographical boundaries and more on a cultivated set of ideas and value/virtues shared by a group of people - hence my closing remark on the blog post you mentioned here - "we are all Europeans"
ReplyDeleteThanks. I appreciate your posts anyway. I read them all, though I scarcely ever have enough time to interact (at least as much I would like to). The above is an exception.
ReplyDeleteThanks for the good words. And i completely agree with the "time to interact" part, happens to all of us!
ReplyDeleteI see your point. Indeed the constitutional treaty was rather unfortunate, to say the least, and discouraged many as it proved, or offered the impression, of a detached bureaucracy imposing conditions on people.
ReplyDeleteI would say that a similar feeling to the one you describe can be identified in the countries under the troika's bailout programme. Putting aside whatever we may say on the economics part of the matter, many people who once supported the EU, at least as an idea, now are much more skeptical about it.
Yep, so.. a European identity is being made at this moment. A pan european feeling of uneasiness about Brussels is the start of it.
ReplyDeleteFirst of all thanks for the kind words.
ReplyDeleteSecond, I couldn't agree more with what you were commenting with Craig James Willy: "a decentralized "network" of numerous centers of decision-making, aided by the important achievements of technology" is probably ideal as you have said. Yet, as you can already see from my posts, (and Horatiu can tell you how much I have troubled him over Twitter with that) although I enjoy theoretical discussions I am more interested to whether these can be implemented in real-life without any distortions.
For example, although cosmopolitanism is an excellent idea, it would give rise to migration issues, although this is merely a side-issue. What would worry me most is that the creation of a European identity should not mean that we should lose our individuality neither as people nor as sovereign nations. What I fear is that when European sentiment is increased, it would in essence suppress the need for nationalism (I do not mean ethnicism). What would be a dreaded consequence is that we should all end up as a cultural soup instead of enjoying each other's differences. Besides that is what the definition of cosmopolitanism is all about: being different, acknowledge that difference and yet be able to understand and participate in all Europe. I would assume that this was the reason you had included individuality in your post.
As stated in the comments section technocracy is not always bad (e.g. Greece) and federalism in not always good (the US). We have to be extremely careful on what forms of governance is implemented as they tend to be more permanent that we had hoped. We can very much fix the current system first, by allowing the citizens to hold politicians responsible for their actions and then move on to creating a larger replica of it at a European level. (What I propose can be seen here: http://euronomist.blogspot.com/2012/12/on-modern-democracy.html )
I would only disagree on one subject: Although I agree that gigantic nations will be in existence in the next few decades (or maybe sooner) I think that (at least on the EU part) there will be no mercantilism or currency wars. For what we can see now, we are more interested in creating a strong currency than devalue it for exports' sake. As most of our exports are within the EU weakening the Euro would cause more trouble than benefit. (as for China and the US, their company-driven and company-controlled policies have been raging this war for several years now, without anyone being better off than the other. If one would argue for China I would argue that they may be in for nasty surprises...)
Thanks for the comment! Very interesting views. Since they relate to previous comments I will not repeat myself. I may only add three short remarks:
ReplyDelete1) Indeed "nationalism" and "ethnicism" are not the same thing and I appreciate the fact that you note it. What I mention in my post on nationalism not being "the far right", can be considered as the backstop to that insight.
2) Correct, cosmopolitanism is about 'being accepted for who/what you are' and yes in that sense it is antithetical to ideas of a 'cultural soup' as you put it.
3) Your point on mercantilism is absolutely correct, however the fact that this is happening in present time, does not mean that it will persist in the future. This point is more of a possibility than a concomitant of gigantism, since theoretically we may have giga-nations who engage in free trade of various sorts (e.g. free trade agreements).
Just a short comment on your last remark. I feel like we are moving towards gigantism indeed, yet the is merely a means to an end... The outcome would be a world common culture which will be more Americanized than anything... This is what saddens me the most and I true hope that I am proven wrong in the future. Or maybe the outcome would be a vicious circle of nationalism/ethnicism-gigantism-world governance...
ReplyDelete